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Minnesota · MN

Business Banking for Financial Advisors in Minnesota

Free business checking with 1.75% APY, built-in accounting, and unlimited sub-accounts for financial advisors in Minnesota.

Starting a Financial Advisory Business in Minnesota

State Tax Rate

5.35%–9.85% (graduated)

LLC Filing Fee

$155 (LLC)

Major Markets

Minneapolis, St. Paul, Rochester, Duluth

Key Requirements in Minnesota

Must register as an Investment Adviser (IA) with state or SEC depending on AUM
Series 65 or Series 66 license typically required
Fiduciary duty to clients if operating as RIA
Must comply with Minnesota securities regulations
E&O insurance strongly recommended

Best Banks for Financial Advisors in Minnesota

Compare Minnesota's top business banking options for financial advisors.

1

Holdings

$0/mo · 1.75% APY

Free business checking with built-in AI accounting, unlimited sub-accounts, and FDIC insurance up to $3M. Available nationwide including Minnesota.

Key Features

  • Free business checking
  • Built-in AI bookkeeping
  • Unlimited sub-accounts
  • 1.75% APY on all balances

Pros

  • No fees, no minimums
  • Accounting included free
  • FDIC insured up to $3M

Cons

  • No physical branches
  • No cash deposit
2

Bremer Bank

Regional bank

Best for: financial advisors wanting an established Minnesota bank

Pros

Upper Midwest focus, strong ag and commercial lending

Cons

Moderate fee structure

3

Bridgewater Bank

Community bank

Best for: financial advisors in the Twin Cities

Pros

Twin Cities focused, business-first banking

Cons

Limited to Minneapolis/St. Paul metro

4

Alerus Financial

Regional bank

Best for: financial advisors in northern Minnesota

Pros

Minnesota/North Dakota, strong business services

Cons

Smaller branch presence

Why Financial Advisors in Minnesota Choose Holdings

Free Business Checking

No monthly fees, no minimums, no hidden costs. Every dollar stays in your business.

Built-In AI Bookkeeping

Automatic transaction categorization, real-time P&L and balance sheet. No QuickBooks needed.

1.75% APY on Every Dollar

Your operating funds earn interest while they sit. No tiered rates, no caps.

Unlimited Sub-Accounts

Organize funds by job, project, or purpose. Track payroll, taxes, and expenses separately.

Financial Advisors Banking in Minnesota — FAQ

Do financial advisors in Minnesota need to register with the state?

Yes — financial advisors managing less than $100M in assets must register with Minnesota's securities division as an Investment Adviser Representative. Firms with $100M+ register with the SEC instead. You'll also need a Series 65 or Series 66 license.

What business structure should financial advisors use in Minnesota?

Most independent RIAs in Minnesota form an LLC ($155 filing fee) or S-Corp for liability protection and tax efficiency. The entity registers as the investment adviser, and you serve as the IAR (Investment Adviser Representative).

What banking features matter for financial advisors in Minnesota?

Advisors need clean separation of business and personal funds (compliance requirement), easy fee collection from AUM billing, robust transaction records for audits, and ideally integration with custodial platforms. AI bookkeeping keeps your books audit-ready.

Do Minnesota financial advisors need E&O insurance?

While not always legally required in Minnesota, E&O (Errors & Omissions) insurance is essentially mandatory in practice. Most broker-dealers and custodians require it, and it protects you from claims of negligence, misrepresentation, or unsuitable recommendations.

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Ready to open your account?

Holdings offers free banking with 1.75% APY for financial advisors in Minnesota. Open your account in minutes.

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