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Indiana · IN

Business Banking for Financial Advisors in Indiana

Free business checking with 1.75% APY, built-in accounting, and unlimited sub-accounts for financial advisors in Indiana.

Starting a Financial Advisory Business in Indiana

State Tax Rate

3.05% (flat rate)

LLC Filing Fee

$95 (LLC)

Major Markets

Indianapolis, Fort Wayne, Evansville, South Bend

Key Requirements in Indiana

Must register as an Investment Adviser (IA) with state or SEC depending on AUM
Series 65 or Series 66 license typically required
Fiduciary duty to clients if operating as RIA
Must comply with Indiana securities regulations
E&O insurance strongly recommended

Best Banks for Financial Advisors in Indiana

Compare Indiana's top business banking options for financial advisors.

1

Holdings

$0/mo · 1.75% APY

Free business checking with built-in AI accounting, unlimited sub-accounts, and FDIC insurance up to $3M. Available nationwide including Indiana.

Key Features

  • Free business checking
  • Built-in AI bookkeeping
  • Unlimited sub-accounts
  • 1.75% APY on all balances

Pros

  • No fees, no minimums
  • Accounting included free
  • FDIC insured up to $3M

Cons

  • No physical branches
  • No cash deposit
2

First Internet Bank

Online bank

Best for: financial advisors who prefer digital-first banking

Pros

Indiana-headquartered, competitive rates, modern digital tools

Cons

No physical branches

3

First Financial Bank

Regional bank

Best for: financial advisors wanting regional branch access

Pros

Indiana/Ohio/Kentucky presence, strong business banking

Cons

Moderate fee structure

4

Centier Bank

Community bank

Best for: financial advisors in Northwest Indiana

Pros

Indiana's largest private bank, community-focused

Cons

Primarily northern Indiana

Why Financial Advisors in Indiana Choose Holdings

Free Business Checking

No monthly fees, no minimums, no hidden costs. Every dollar stays in your business.

Built-In AI Bookkeeping

Automatic transaction categorization, real-time P&L and balance sheet. No QuickBooks needed.

1.75% APY on Every Dollar

Your operating funds earn interest while they sit. No tiered rates, no caps.

Unlimited Sub-Accounts

Organize funds by job, project, or purpose. Track payroll, taxes, and expenses separately.

Financial Advisors Banking in Indiana — FAQ

Do financial advisors in Indiana need to register with the state?

Yes — financial advisors managing less than $100M in assets must register with Indiana's securities division as an Investment Adviser Representative. Firms with $100M+ register with the SEC instead. You'll also need a Series 65 or Series 66 license.

What business structure should financial advisors use in Indiana?

Most independent RIAs in Indiana form an LLC ($95 filing fee) or S-Corp for liability protection and tax efficiency. The entity registers as the investment adviser, and you serve as the IAR (Investment Adviser Representative).

What banking features matter for financial advisors in Indiana?

Advisors need clean separation of business and personal funds (compliance requirement), easy fee collection from AUM billing, robust transaction records for audits, and ideally integration with custodial platforms. AI bookkeeping keeps your books audit-ready.

Do Indiana financial advisors need E&O insurance?

While not always legally required in Indiana, E&O (Errors & Omissions) insurance is essentially mandatory in practice. Most broker-dealers and custodians require it, and it protects you from claims of negligence, misrepresentation, or unsuitable recommendations.

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Ready to open your account?

Holdings offers free banking with 1.75% APY for financial advisors in Indiana. Open your account in minutes.

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