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Waiver

A waiver is a voluntary relinquishment of a known right or claim. In banking and business, waivers are used when a lender, bank, or counterparty agrees to forgo enforcement of a specific requirement, fee, or covenant — usually temporarily or under certain conditions. Waivers don't eliminate the unde

Waiver Definition

A waiver is a voluntary relinquishment of a known right or claim. In banking and business, waivers are used when a lender, bank, or counterparty agrees to forgo enforcement of a specific requirement, fee, or covenant — usually temporarily or under certain conditions. Waivers don't eliminate the underlying obligation; they excuse it for a specific instance or period.

Waiver in Practice — Example

A small business has a loan covenant requiring it to maintain a minimum cash balance of $100,000. After a seasonal dip, the balance drops to $85,000, technically triggering a default. The business contacts the bank, explains the seasonal pattern, and provides a cash flow forecast showing recovery within 60 days. The bank issues a waiver letter, excusing the covenant breach for that quarter while keeping the covenant in place going forward.

Why Waivers Matter for Your Business

Waivers are your safety valve when things don't go exactly as planned. If you violate a loan covenant, miss a deadline, or trigger a technical default, a waiver from your lender can prevent acceleration of the debt or other consequences.

Knowing that waivers exist — and how to request them — is part of smart financial management. Proactive communication with your bank when you see a covenant breach coming is far more effective than waiting until it happens.

Waivers also come up in everyday banking: fee waivers (monthly maintenance fees, wire fees, overdraft fees) can save your business hundreds or thousands of dollars per year. Sometimes all you have to do is ask.

How Waivers Work

TypeWhat's WaivedCommon Scenario
Covenant WaiverLoan agreement requirementCash balance, debt ratio falls below threshold
Fee WaiverBank feeMonthly maintenance, wire transfer, overdraft
Default WaiverTechnical default consequencesMissed reporting deadline, minor breach
Condition WaiverClosing conditionAppraisal, insurance requirement delayed

Waivers are typically documented in writing (a waiver letter) and are specific about what's being waived, for how long, and under what conditions. They usually state that the waiver doesn't set a precedent for future situations.

Waiver vs Amendment

A waiver temporarily excuses a specific instance of non-compliance without changing the underlying agreement. An amendment permanently changes the terms of the agreement itself. If you need ongoing relief from a covenant, you'd seek an amendment. If it's a one-time issue, a waiver is appropriate.

FAQ

Q: Can I negotiate bank fee waivers?

A: Absolutely. Many banks waive monthly fees if you maintain a minimum balance, set up direct deposit, or simply ask. Business accounts with higher balances or multiple products have more leverage.

Q: Does requesting a covenant waiver damage my banking relationship?

A: Not if handled well. Proactively reaching out with a clear explanation and a plan shows responsible management. Banks prefer that to being surprised by a default.

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